Critical
Thinking and Emotional Intelligence
By Linda Elder
Emotional intelligence is a topic that is attracting a considerable
amount of popular attention. Some of the discussion is, in my view,
superficial and misleading. In this paper, I shall focus on the
problems inherent in the manner in which the idea of emotional intelligence
is being conceptualized and presented. The main questions I am concerned
with are: Does it make sense to speak of emotions as being intelligent
or not? If so, is there such a thing as "emotional intelligence?"
And if so, how does it relate to critical thinking?
I shall argue that it
does make sense to speak of emotions as being, in some given context
or other, "intelligent" or not, and, consequently, that
it does make sense to speak of emotional intelligence. However,
I will also suggest that the way the concept of emotional intelligence
is now being popularized--by psychologist Daniel Goleman (1995),
in his book Emotional Intelligence--is fundamentally flawed.
Once some preliminary
distinctions are set out, I will focus on a conceptualization of
the mind, its functions, and primary motivators, including a brief
analysis of the relationship between thoughts, emotions and desires.
I will then develop a critical analysis of the primary theoretical
views of Goleman.
Some Preliminary Distinctions
What is intelligence? In Standard English usage ’intelligence’
is understood as "the ability to learn or understand from experience
or to respond successfully to new experiences," "the ability
to acquire and retain knowledge (Webster’s New World Dictionary)."
Its possession implies the use of reason or intellect in solving
problems and directing conduct.
What is emotion or feeling?
In standard usage, the term ’emotion’ is used to designate
"a state of consciousness having to do with the arousal of
feelings (Webster’s New World Dictionary)." It is "distinguished
from other mental states, from cognition, volition, and awareness
of physical sensation." Feeling refers to "any of the
subjective reactions, pleasant or unpleasant" that one may
experience in a situation.
Given these understandings,
how might "emotional intelligence" be provisionally conceptualized?
Most simply, emotional intelligence can reasonably be conceived
as a measure of the degree to which a person successfully (or unsuccessfully)
applies sound judgment and reasoning to situations in the process
of determining an emotional or feeling responses to those situations.
It would entail, then, the bringing of (cognitive) intelligence
to bear upon emotions. It would encompass both positive and negative
emotions. It would be a measure of the extent to which our affective
responses were "rationally" based. A person with a high
degree of emotional intelligence would be one who responded to situations
with feeling states that "made good sense," given what
was going on in those situations. Appropriately generated feeling
states would serve as a motivation to pursue reasonable behavior
or action. Emerging naturally out of "rational" emotions
would be "rational" desires and "rational" behavior.
Now let us consider how
critical thinking fits into this picture. What is critical thinking
and how might it relate to "the bringing of intelligence to
bear on emotions?" If we provisionally understand critical
thinking as Robert Ennis defines it, namely, as "rational reflective
thinking concerned with what to do or believe," then it clearly
implicitly implies the capacity to bring reason to bear on emotions,
if for no other reason than that our emotions and feelings are deeply
inter involved with our beliefs and actions. For example, if I FEEL
fear, it is because I BELIEVE that I am being threatened. Therefore
I am likely to attack or flee. More on this point later.
I shall argue that critical
thinking cannot successfully direct our beliefs and actions unless
it continually assesses not simply our cognitive abilities, but
also our feeling or emotion states, as well as our implicit and
explicit drives and agendas.
I shall argue, in other
words, that critical thinking provides the crucial link between
intelligence and emotions in the "emotionally intelligent"
person. Critical thinking, I believe, is the only plausible vehicle
by means of which we could bring intelligence to bear upon our emotional
life. It is critical thinking I shall argue, and critical thinking
alone, which enables us to take active command of not only our thoughts,
but our feelings, emotions, and desires as well. It is critical
thinking which provides us with the mental tools needed to explicitly
understand how reasoning works, and how those tools can be used
to take command of what we think, feel, desire, and do.
Through critical thinking,
as I understand it, we acquire a means of assessing and upgrading
our ability to judge well. In enables us to go into virtually any
situation and to figure out the logic of whatever is happening in
that situation. It provides a way for us to learn from new experiences
through the process of continual self-assessment. Critical thinking,
then, enables us to form sound beliefs and judgments, and in doing
so, provides us with a basis for a "rational and reasonable"
emotional life.
When searching for the
ingredients necessary for a highly rational life, it is therefore
crucial not to underestimate the role of the affective dimension
of mind. To engage in high quality reasoning, one must have not
only the cognitive ability to do so, but the drive to do so as well.
One must feel the importance of doing so, and thus be driven to
acquire command of the art of high quality reasoning. What is more,
it is evident that to learn to solve problems effectively, one must
have the desire to do so. One must be committed to it. Thus the
affective dimension, comprised of feelings and volition, is a necessary
condition and component of high quality reasoning and problem solving.
Every "defect" in emotion and drive creates a "defect"
in thought and reason. Intelligence on this view, then, presupposes
and requires command of the affective dimension of mind. In short,
the truly intelligent person is not a disembodied intellect functioning
in an emotional wasteland, but a deeply committed mindful person,
full of passion and high values, engaged in effective reasoning,
sound judgment, and wise conduct.
A Practical Theory of Mind
Given these foundational understandings, I will now provide a brief
outline of my understanding of the mind and its functions. Before
I do so, I want to point out that this theory of mind, as I conceive
it, is an intellectual one, serving an intellectual agenda, and
is not intended to compete with a psychological theory of mind serving
a psychological agenda or with any other theory of mind serving
some alternative agenda. I am ultimately concerned with developing
a theory of mind that enables "ordinary" persons to effectively
take charge of their thinking, intellectually speaking, and by that
means to take charge of the quality of their lives.
The human mind, as I
understand it, is comprised, at minimum, of three basic functions:
cognition, feelings, and volition. The cognitive component of the
mind includes mental actions we traditionally link with "thinking"
such as analyzing, comparing, assuming, inferring, questioning,
contrasting, evaluating, etc. The cognitive function is concerned
with conceptualizing, reasoning, and figuring things out.
The feeling (or emotional)
function is that part of the mind which is our internal monitor,
which informs us of how we are doing in any given situation or set
of circumstances. It is our gauge for telling us whether we are
doing well or poorly. Because we are emotionally complex, humans
experience a broad array of emotions from happiness to sadness,
from enthusiasm to depression, from joy to sorrow, from satisfaction
to frustration, and so on.
The third function of
the mind, our ultimate driving force, is the formation of volition
or will. Within this function lie our agendas, purposes, goals,
values, desires, drives, motivations and commitments. This is the
mind’s engine, which revs us up and moves us forward toward
some action, slows us down, or leads us to back away from some action.
As our driving force, desires, volition, and play a key role in
determining our behavior.
These three basic mental
functions, albeit theoretically distinct, operate in a dynamic relationship
to each other, ever influencing one another in mutual and reciprocal
ways. Thus, although they serve different roles, they are concomitant.
They function so intimately in our experience that it is only theoretically
that we can regard them distinctively. Wherever there is thinking,
some related drive and feeling exist. Wherever there is feeling,
some related thinking and drive can be found. Wherever there is
drive, thinking and feeling are present in some form.
Despite the fact that
cognition, feeling and volition are equally important functions
of the mind, it is cognition, or thinking, which is the key to the
other two. If we want to change a feeling, we must identify the
thinking that ultimately leads to the feeling. If we want to change
a desire, again it is the thinking underlying the drive that must
be identified and altered--if our behavior is to alter.
It is our thinking that,
in the last analysis, leads us toward or away from some action,
and in the last analysis sets us up for some given emotional evaluation
of the situation. For example, if I THINK that the class structure
I have designed for my students will enable them to thoroughly grasp
the key concepts in the course, I will then experience an emotional
evaluation of some kind when I try the structure out on my students.
If it works, I will FEEL satisfied. If it doesn’t I may feel
disappointed. Furthermore, I will be MOTIVATED toward or away from
some action based on the thinking that I do in the situation. If
my classroom structure fails to lead to the thinking that I want
students to be doing, I may be MOTIVATED to improve the structure
so that it works better to achieve my original purpose. Such motivation
is based on my THINKING that classroom structures can always be
improved and that to develop as a teacher involves continually reevaluating
my class plans.
On the other hand, if
I THINK that students are generally lazy, and that nothing I can
do will improve their ability to learn, I will be content with my
old classroom structures (and not be MOTIVATED to improve them),
and I will FEEL satisfied with my teaching methods.
Two Contrary Tendencies of the Human
Mind
While the human mind inherently includes cognition, feelings, and
drives as basic inter-influencing functions, the triad itself can
be under the sway of two contrary tendencies of the human mind,
the tendency of the mind to gravitate toward egocentrism, or the
tendency of the mind to take into account a more comprehensive,
and more "rational" view. What do I mean by this? Let
me explain.
Every human being enters the world with an initial motivation to
have its way and to get what it wants, and thus "naturally"
sees the world as designed to cater to its desires. This fact is
apparent when we observe the behavior of young children. Their unfailing
motto: "It’s mine!" As we grow older, we learn methods
for getting our way, which are much less blatant and thus less obvious
to the untrained eye. These methods can be quite sophisticated,
but are often still fundamentally egocentric or self-serving. Throughout
our lives, our own desires and narrow interests are typically in
the foreground of our thinking.
As we mature, we learn multiple ways to manipulate others, to influence
or control others to get what we want. We even learn how to deceive
ourselves as to the egocentrism of our behavior. We have no difficulty
coming to conceptualize ourselves as fair-minded, empathetic, kind,
generous, thoughtful, and considerate, as concerned, in short, with
other persons. We recognize that it is socially unacceptable to
be blatantly egocentric. Nevertheless, that outward appearance of
concern for others is often just that, an outward posture that enables
us to think well of ourselves as we, in fact, pursue narrow selfish
interests.
Nevertheless, however
egocentric we may in fact become, we have, in addition, a capacity
to go beyond it. For example, we unfailingly recognize the destructiveness
of the egocentrism of others when in their selfish pursuits they
violate our rights or needs. We can all therefore conceive of the
considerate, the fair-minded, the "rational" person. We
all approve of non-egocentric thinking in others.
The result is a kind
of dualism in us: our selfish, egocentric side, on the one hand,
and our capacity to recognize higher values on the other. These
two sides each can have a role in influencing our thoughts, feelings,
and desires. What is more, because we become facile self-deceivers,
it is often not clear to us when we are acting in an egocentric
manner.
Think of the husband
who controls his wife through threat of physical force, and who
deceives himself into believing that such physical punishment is
"for her own good." Think of the wife who manipulates
her husband to get what she wants, while deceiving herself into
believing that "what he doesn’t know won’t hurt
him." Think of the politician who claims to believe in one
thing, but after being elected, behaves according to an opposing
belief (who in the first instance deceives himself into believing
that whatever half-truths he tells during the election campaign
are of no consequence, that they are simply necessary evils for
getting elected). Think of the student more interested in “getting
an A” than in learning, who deceives herself into believing
that getting A’s in her courses is more important than learning.
All of these are examples of egocentric thinking, thinking which
is fundamentally driven by our selfish, self-validating desires.
In the pursuit of self-preservation
and self-interest, egocentric thinking has certain identifiable
hallmarks. It is often marked by rigid, inflexible habits of thought.
Moreover, seeing the world in a self-serving way, it routinely distorts
information and ignores relevant information when working through
a problem or issue. In other words it relates to the world according
to an inherently self-validating structure, recognizing that which
it wants to recognize and ignoring that which is it finds "uncomfortable."
Certain predictable emotional
reactions are typically a product of egocentric thinking. Emotions
that are commonly egocentric include defensiveness, irritability,
arrogance, anger, apathy, indifference, alienation, resentment,
and depression. Of course, to determine whether a particular emotion
is irrational or rational, one must look closely at the thinking
that ultimately drives that emotion, not at the emotion in-and-of
itself.
Tendencies Toward Rationality
Although we often approach the world through irrational, egocentric
tendencies, we are also capable, as I have suggested, of developing
a "higher" sense of identity. We are capable of becoming
non-egocentric people, both intellectually and "morally."
Science itself exists only because of the capacity of humans thinking
in a non-egocentric fashion--intellectually speaking. Moral concepts,
in turn, exist, only because of the human capacity to conceive of
responsibilities that by their very nature presuppose a transcendence
of a narrow moral egocentrism.
At a minimum, then, I
envision the human mind as utilizing its three basic functions (thought,
feeling, and desire) as tools of either egocentric or non-egocentric
tendencies, both intellectually and morally. If I am correct, then,
the human mind is easily "split" into contrary drives.
However, the contrary drives that exist in people are not best understood
as social stereotype often has it, between the "emotional"
and the "intellectual." Rather, the contrary drives occur
between egocentric and non-egocentric tendencies of mind.
Contradicting the Standard Stereotypes
As you can see, the theory of mind I have been focused on is inconsistent
with certain stereotypes and common misconceptions about the relationship
between cognition and affect. For example, it is common for people
to say things that imply:
- that their emotions
and reason are often in conflict with each other,
- that emotion and
reason function independently of each other,
- that it is possible
to be an emotional person (and hence do little reasoning),
- that it is possible
to be a rational person (and hence experience little emotion)
- that rational persons
are cold, mechanical, and lack such desirable traits as compassion
and sympathy,
- that emotional persons
are lively, energetic, and colorful (though they are poor reasoners
or do not follow their reasoning when making decisions),
- In this view one
must give up the possibility of a rich emotional life if one decides
to become a rational person,
- Likewise, one must
give up rationality if one is to live life as a passionate, highly
motivated person would.
These ways of talking
do not, in my view, make sense of who and what we are. Rather they
support a myth that is an albatross on all our thinking about who
and what we are. They lead us away from realizing that there is
thinking that underlies our emotions and the emotions that drive
our thinking. They lead us to think of thought and emotion as if
they were oil and water, rather than inseparable constituents of
human cognition. They lead us to think that there is nothing we
can do to control our emotional life, when in fact there is much
we can do. I shall spell out my conception of that "control"
as I critique Emotional Intelligence, by Daniel Goleman.
Critical
Analysis of Emotional Intelligence
At this point let us turn to Daniel Goleman’s book, Emotional
Intelligence. My overview of the book is that it provides a useful
reminder of the importance of emotions in human life and of the
fact that our emotions are intimately connected with cognitive matters,
with thinking, in short. However, it is also my view that in his
rush to make sense of the results of the data of brain research,
Goleman inadvertently often becomes the unwitting perpetuator of
social stereotypes about the relationship between emotion and reason.
To begin, Goleman’s
book is that of the popularizer, not that of the theoretician. He
writes in a style that is zippy, catchy, and appealing. His book
is written in the style of an experience journalist. On a casual
first read, one might come away with the impression that it is well
integrated and internally consistent. Unfortunately, however, it
is not.
Despite his frequent
appeal to "brain research," the bulk of his book is interpretative
rather than "factual." Or to put it another way, he blends
his own interpretations so much with data from empirical research
that one is apt to think that his interpretations of the data implicit
in the studies he quotes are equivalent to data themselves. Nowhere
does he call to our attention that he is doing much more than simply
reporting. Nowhere does he call attention to the fact that he is
continually construing what he is reporting in a direction.
Before I go further,
however, let me emphasize that there are genuine insights in his
work. First, he is keenly sensitive to the important role that emotions
play in our lives. Secondly, he recognizes, and rightly so, that
there is an "emotional" dimension to intelligence. Thirdly,
he articulates a number of useful strategies for improving our emotional
lives, suggestions gleaned from the research he has canvassed.
The
Problem of Translating From Brain to Mind
Goleman is concerned to help us achieve insights into human emotions
and their relationship to the intellectual dimension of human functioning.
He is concerned to give us insights into our minds. However, the
basis for his conclusions about how the human functions is almost
entirely that of a variety of studies that could loosely be called
"brain" research. At the outset, we should question the
move from data and interpretations based on research into the brain
to conclusions about the mind.
In the first place, we have almost an unlimited source of data about
the human mind available to us--from the multiple products that
the human mind has produced.
What am I thinking of?
For one, all the human disciplines are constructs of human minds:
biology, chemistry, geology, physics, mathematics, history, anthropology,
linguistics, etc. Anything we can say about the human mind must
be consistent with its being able to create such monumental constructs.
Secondly, the human mind
creates such diverse things as poems, novels, plays, dances, paintings,
religions, social systems, families, cultures, and traditions--a
truly amazing array of constructs.
Thirdly, human minds
routinely interpret, experience, plan, question, formulate agendas,
laugh, argue, guess, assess, assume, clarify, make inferences, judge,
project, create models, form theories--to mention a few of the myriad
things that human minds routinely do. Furthermore, the role of the
affective dimension, of feelings and desires, in forming these mental
constructs cannot be underestimated.
Fourthly, insights into the relationship between cognition and affect
can be gleaned from intellectual fields such as sociology, anthropology
and psychology, as well as from fields such as literature, through
the great works of authors such as Jane Austin, William Shakespeare
and Charles Dickens, to name but a few.
Recognizing something
of this full range of things that human minds can do is essential
before we come to conclusions about the human mind based on data
from brain research alone. Or, to put the point another way, we
should remember that however we translate from brain research data
to functioning of the mind, the interpretation we come to must be
consistent with everything we already know about the mind and its
multiple modes of functioning and creating. This is precisely where
Goleman fails. He talks about the mind as if brain research were
somehow our best source of information about it. In fact, he states
“the place of feeling in mental life has been surprisingly
slighted by research over the years…now science is finally
able to speak with authority...to map with some precision the human
heart (p. xi).” Goleman shows no awareness of the massive
quantity of information and knowledge already existing that is implicit
in the existent products of minds.
Major Problems Inherent in Goleman’s Work
In addition to Goleman’s lack of sensitivity to the brain-to-mind
translation problem, and his failure to acknowledge that we already
know much about the mind through its works and constructs, Goleman’s
work is often inconsistent and sometimes incoherent. Let us look
at some cases.
Two Brains Equals Two Minds
Because Goleman’s “theory” of mind is based strictly
on his interpretations of data from brain research, he comes to
some questionable conclusions about the mind. For example, he states,
“sensory signals
from eye or ear travel first in the brain to the thalamus and then
- across a single synapse - to the amygdala ; a second signal from
the thalamus is routed to the neocortex - the thinking brain. This
branching allows the amygdala to begin to respond before the neocortex,
which mulls information through several levels of brain circuits
before it fully perceives and finally initiates its more finely
tailored response (p. 17).”
Based on this description
of brain activity (and other similar descriptions), he concludes
"...we have two minds, one that thinks and one that feels...These
two fundamentally different ways of knowing interact to construct
our mental life (p. 8).”
Or again: “In a sense we have two brains, two minds - and
two different kinds of intelligence: rational and emotional (p.
28).” We want to “find the intelligent balance between
the two, to harmonize head and heart (p. 29).”
Suppose we grant that
"signals" to the brain proceed to the amygdala before
they reach the neo-cortex, and that this fact allows the amygdala
to begin to respond before the neo-cortex, it nevertheless does
not follow that we should then interpret the brain to have "two
minds--and two different kinds of intelligence; rational and emotional
(p. 28)."
For either we grant that
the amygdala has some cognitive capacity, or that it has none. If
we believe it to have some, we should not conclude that the neo-cortex
is the exclusive seat of "cognition" and "rationality."
If we believe that the amygdala lacks all cognitive capacity, there
would be no reason to believe the amygdala capable of generating
specific emotions--all of which presuppose specific cognitive definition.
For example, if the amygdala
generated "fear," it must of necessity have the cognitive
capacity to interpret something to be a "threat," for
fear as a human emotion presupposes some cognitive interpretation
of "threat." Presumably, Goleman is not assuming the amygdala
to be randomly generating emotions unrelated to the person’s
interpretation of their experience. Or again, if the amygdala generated
"anger," it must of necessity have the cognitive wherewithal
to interpret something in experience to be a "wrong to oneself,"
for anger as a distinctive emotion--rather than just a mass of undifferentiated
energy--presupposes a sense of being wronged. To put another way,
it is unintelligible to make sense of an act of mind that fears
without sensing threat or to feel angry without a sense of being
wronged.
A similar analysis could
be given for any other emotion (e.g., feeling rage, jealousy, shame,
humiliation, fulfillment, excitement, boredom, apathy, etc...).
Furthermore, how could the neo-cortex (Goleman’s "thinking"
or "rational" brain) think or pursue a rational line of
thought if it were not pervasively in touch with our goals, values,
desires, fears, etc.? In other words, if the neo-cortex is to be
a kind of mind unto itself, then it is going to have to be informed
with some of the affective structures of mind. Pure intellect (cognition
without affect) is unintelligible, since as such would have no motivation
(which is affective).
All Goleman could do
to resolve this problem, as far as I can see, is to postulate that
the neo-cortex has nothing but higher motivation, desires, and values
and the amygdala nothing but lower modes of cognition. But one way
or another, for the neo-cortex to formulate thoughts, and the amygdala
to generate emotions, they each must have, respectively, an emotional
component and a cognitive component built into them.
The best Goleman can
do here is to come up with the metaphor of "balancing"
the rationality of the neo-cortex with the emotionality of the amygdala.
But this makes no sense. One does not "balance" thoughts
with emotions, one rather determines whether some given emotion
is rationally justified or some given thought will lead to rational
emotions. Hence, if I experience fear when there is nothing objectively
or legitimately to fear, then I need my more (rational) thoughts
to drive away my (irrational) fear. If on the other hand, I experience
a fear which is well-founded and I notice that some part of my thinking
is distracting me from dealing with the threat that underlies the
fear, then I had better follow my (rationally-based) fear and use
it to drive away my (irrationally-based) sense of security.
In other words, once
one recognizes that thoughts, feelings, and desires function as
inseparable reciprocal sets in human life, then no theory of brain
that separates them off into compartments will adequately account
for the mind, as we know it. Of course, we can make sense of "balancing"
two different lines of thought constructed by the mind looking at
something from two different points of view. This "balancing"
is the product of one cognitive-affective construct against another
one. It is not a balancing of the cognitive (conceived as a thing
in itself) with the affective (conceived as a different thing in
itself).
Furthermore, once we
recognize that any reciprocal set of thought--feeling--desire may
be either rational or irrational, we recognize that there is no
reason to locate rationality in thoughts in themselves, nor emotions
in non-cognitive structures in themselves. To use traditional metaphors,
our heads have a heart and our hearts have a head. Thus, since thoughts
and feelings are inseparable it seems illogical to think of them
as needing to balance one another.
If there is a good reason
to think of the human mind having "two brains" or "two
minds," then it is to delineate the difference between our
egocentric drives (with accompanying egocentric thoughts and emotions)
and our rational drives (with accompanying rational thoughts and
emotions).
In short, Goleman’s
underlying idea is fundamentally flawed: that since there are two
brains, there are two minds, the thinking (or rational) and the
emotional. To come to such conclusions about the human mind is to
understand the human mind/brain in far too simplified a manner.
The truth is that a complex, intricate relationship exists between
thinking and emotions, that for every thought we have, there is
a reciprocal feeling. Furthermore some of our thought/feeling combinations
are rational while others are irrational. The mere presence of a
thought need not imply that the thought be rational. The mere presence
of an emotion does not imply the absence of embedded rational thought.
Feelings
Prior to Thought
Goleman asserts that feelings can, and often do, come before thought.
He says “the emotional mind is far quicker that the rational
mind, springing into action without pausing even a moment to consider
what it is doing. Its quickness precludes the deliberate, analytic
reflection that is the hallmark of the thinking mind (p. 291).”
Furthermore, he quotes from Ledoux (1986, 1992), who says, “emotional
mistakes are often the result of feeling prior to thought (p. 24).”
Yet, as I have argued, it is unintelligible to think of emotions
occurring prior to some cognition. For example, I will not feel
joy without thinking that something in my life is going well. Every
emotion has a cognitive component that distinguishes it from other
emotions.
Otherwise all emotions
would be identical. I worry when I think that there is some problem
I will not be able to solve. I feel jealous when I think someone
is trying to take or has taken something that is properly mine.
Thus the feeling state comes about because of the cognition that
creates it. It follows then that it is impossible for feeling states
to logically occur prior to some cognition.
Goleman says that the
emotional mind is quicker than the rational, or thinking mind, springing
into action without pausing even a moment to consider what it is
doing. Moreover he states, “the more intense the feeling,
to more dominant the emotional mind becomes - and the more ineffectual
the rational mind (p. 9). This seems to imply that all intense emotions
are irrational. Is it not possible to be rationally passionate about
something, to think it through rationally and to have strong emotions
about it? If the “thinking mind” involves “deliberate,
analytic reflection,” can such thinking not also involve a
highly intense emotional component?
Equating the “Thinking
Mind” with the “Rational Mind”
Because of Goleman’s initial distinction between the “Thinking
Mind” and the “Emotional Mind,” he is led into
a number of problems, as I have suggested. Based on this distinction,
Goleman erroneously equates the “thinking mind” with
the “rational mind.” Are we to conclude, then, that
all thinking is to be considered rational? How do we account for
cognition that is irrational, or unreasonable? How are we to account
for mistakes in thinking? Are they to be considered rational as
well?
Goleman states that “the
beliefs of the rational mind are tentative; new evidence can disconfirm
one belief and replace it with a new one - it reasons by objective
evidence. The emotional mind, however, takes its beliefs to be absolutely
true, and so discounts any evidence to the contrary (p. 295).”
Furthermore, he states, “actions that spring from the emotional
mind carry a particularly strong sense of certainty, a by-product
of a streamlined, simplified way of looking at things that can be
absolutely bewildering to the rational mind (p. 291).”
It seems to me that Goleman,
in both of these statements, is referring to emotional states and
motivations that are driven by the irrational mind, or by irrational
tendencies in the mind. Thus the fault for such problems falls not
on the shoulders of the “emotional mind,” but result
from logically unsound, somehow irrational thinking.
A more realistic theory of mind would thus delineate not the “emotional
mind” from the “rational mind,” but the “rational
mind” (with its related emotional component) and the “irrational
mind” (with its related emotional component).
Do Emotions Have a Mind of Their Own?
One of the significant problems in Goleman’s writing is his
lack of consistency. He contradicts himself, for example, in the
major points he makes about the thinking that occurs in the “emotional
mind.” On one hand he states “The amygdala’s extensive
web of neural connections allows it, during an emotional emergency,
to capture and drive much of the rest of the brain - including the
rational mind (p. 17).” This seems to imply that the emotional
mind uses the “thinking mind” to achieve its agendas
at times.
On the other hand, Goleman
states, “Our emotions have a mind of their own, one which
can hold views quite independently of our rational mind (p. 20).”
This statement seems to mean that emotions can somehow think for
themselves, rather than that the emotional mind uses the thinking
mind (which, remember Goleman equates with the “rational mind”)
to serve its purposes.
Therefore, although he quotes Damasio (1994) as asserting, “the
emotional brain is as involved in reasoning as is the thinking brain
(p. 28),” we are unclear as to whether, in Goleman’s
view, the emotional mind thinks for itself, or whether it uses the
thinking mind to think for it.
The
Problem with “Emotional Hijackings”
On of the most often used metaphors in Goleman’s book is what
he calls an “emotional hijacking (see Chapter Two).”
In some places he refers to this as an “emotional emergency.”
He contends that emotional hijackings occur when “a center
in the limbic brain proclaims an emergency, recruiting the rest
of the brain to its urgent agenda. The hijacking occurs an instant
before the neocortex, the thinking brain, has had a chance to fully
glimpse what is happening...this happens to us fairly frequently
(p. 14).”
He uses an example of
the seasoned burglar Richard Robles out on parole after having served
a three year sentence for more than 100 break-ins he has pulled
to support a heroine habit. Robles, according to the story, decides
to break into, and rob just one more home (because he “desperately
needed money for his girlfriend and their three-year-old daughter
[p. 13].)”
He breaks into an apartment
of two young women. While he is tying one of them up, she says she
will remember his face and help the police track him down. In a
frenzy he grabs a soda bottle and clubs both girls to the point
of unconsciousness, then awash in rage and fear, he stabs them over
and over with a kitchen knife. Looking back at that moment some
twenty years later he says, "I just went bananas. My head just
exploded (p. 14)."
Goleman states that
this sort of behavior results from “neural takeovers (p. 14).”
He contends that “the design of the brain means that we very
often have little or no control over when we are swept by an emotion,
nor over what emotion it will be (p. 57).” This statement,
and the very idea of an “emotional hijacking” or “neural
takeover,” seem to imply that there are times when we have
little or no control over what our emotions might drive us to do.
If we have little or
no control over when we are swept by an emotion or what that emotion
might be, how then can we take command of our emotions? Furthermore,
how can we fully take responsibility for the behavior that leads
from that emotion? It seems to me that Goleman’s concept of
“emotional hijacking” implies that when we experience
highly intense emotions, those emotions drive our thinking (or lead
us to action prior to thinking). If our emotions are driving our
thinking and, by implication, our behavior; how then can we be responsible
for the actions we engage in? Can’t we simply argue that we
are experiencing an “emotional hijacking” when we engage
in inappropriate emotion-driven behavior, that we cannot really
do anything to stop such a “neural hijacking?”
It seems to me that the
case of Richard Robles is not best understood as an “emotional
hijacking.” Rather Robles represents a paradigm case of a
person engaged in egocentric, self-serving thinking, completely
unconcerned with the rights of others. He used his cognition to
rationalize his actions, leading him to believe that killing was
necessary to avoid being caught. Therefore his decision to murder
was an unjustifiable self-serving act, an act for which, in the
final analysis, he ought to take full responsibility.
Garden Variety Emotions
Goleman doesn’t concern himself with what he calls “garden-variety”
emotions such as “sadness, worry, and anger.” He says,
“normally such moods pass with time and patience...(p. 57).”
Yet it is precisely these everyday emotions that diminish the quality
of most people’s lives. There is no reason why everyday emotions
cannot be understood, for they are inevitably the product of thinking
that is ultimately under our control. Whenever I feel any emotion,
I can analyze it. I can ask myself: what is the thinking leading
to this feeling? How can I alter my thinking so as to alter this
feeling?
What is more, Goleman’s
viewpoint inadvertently supports the "reason-versus-emotion"
stereotypes. To him, “garden-variety” emotions are not
emotions we need be actively in charge of. This seems to imply that
we should simply allow them to run their course, to do what they
will, to control our thinking and behavior until they fade away.
Conclusion
If we are concerned with developing our rationality in order to
improve our lives, we must understand the powerful role that both
emotions and thoughts play in our minds. We must understand the
ways in which affect and cognition influence one another in determining
both our outlook on life and our behavior. Most importantly, we
must come to terms with those truths about the human mind that enable
us to begin the process of taking charge of our minds: that thoughts
and emotions are inextricably bound, that we have both egocentric
and rational tendencies, that our inner conflicts are never best
understood as a simple matter between emotion and reason, that self-command
of mind takes both extended education and self-discipline, that
our fullest rational development is dependent on the development
of rational affect, that to bring intelligence to bear upon emotions
we must take charge of the thinking underlying those emotions.
These important insights
are more obscured than illuminated by analyses of the mind such
as that offered by Goleman. To develop our awareness of the nature
of the human mind and how it functions we must be careful not to
over-emphasize the importance of "brain" research. Our
most important knowledge of the human mind will always be, ultimately,
knowledge drawn from the multiple constructs of the mind.
Any theory which we develop
of the human mind must make intelligible how it is that minds could
create such multiply complex phenomena as poems, novels, plays,
dances, paintings, religions, social systems, families, cultures,
traditions--and do such diverse things as interpret, experience,
plan, question, formulate agendas, laugh, argue, guess, assess,
assume, clarify, make inferences, judge, project, model, dramatize,
fantasize, and theorize. All of these creations and all of these
activities of minds are closely inter-involved with our emotional
lives. We are far, very far, from accounting for these products,
or their "emotional" connections, by the use of the data
of brain research. I doubt we ever will.
References
Goleman, D. (1995). Emotional Intelligence. New York: Bantam Books.
The following references
were referenced by Goleman in his book Emotional Intelligence:
Damasio, A. ((1994).
Descartes’ Error: Emotion, Reason, and the Human, Brain,
New York: Grosset/Putnam.
LeDoux, J. (1986). "Sensory
Systems and Emotions," Integrative Psychiatry, Vol. 4.
LeDoux, J. (1992). "Emotions
and the Limbic System Concept," Concepts in
Neuroscience, Vol. 2.
This article as originally published in Inquiry: Critical Thinking
Across the Disciplines, Winter 1996. Vol. XVI, No. 2.
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